Defendant Name:
Wilfred Robert Sutcliffe
Defendant Type:
Individual
Document Reference:
court_doc19_15-cv-04340
Document Details
Legal Case Name
SEC v. Wilfred Sutcliffe
Document Name
Judgment & Order
Document Date
09-Sep-2015
Document Format
Civil Proceeding
Case Number
15-cv-04340
Federal District Court
New York, Southern District of New York
Federal District Judge
Richard J. Sullivan
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Disgorgement
Individual:
$6,003.33
Shared:
Pre-Judgment Interest
Individual:
$1,060.62
Shared:
Total Penalty
Individual:
$7,063.95
Shared:
