Defendant Name:
Robert B. Crowe
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Robert B. Crowe
First Document Date
14-Jan-2016
Initial Filing Format
Civil Proceeding
Case Number
16-cv-00036
Allegation Type
Municipal Securities & Public Pensions
Federal District Court
Ohio, Southern District of Ohio
Affiliations
- Former: Fundraiser and Lobbyist at State Street Bank and Trust Company
- Current: Co-Chair of the Government Relations Practice at Nelson Mullins Riley & Scarborough, LLP (From April 2009)
Related Violations Alleged
Robert B. Crowe is alleged to have aided and abetted State Street Bank and Trust Company's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Robert B. Crowe is alleged to have aided and abetted Vincent J. Debaggis's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Robert B. Crowe is alleged to have aided and abetted State Street Bank and Trust Company's violation of Sec 17(a)(2) of the Securities Act.
Robert B. Crowe is alleged to have aided and abetted Vincent J. Debaggis's violation of Sec 17(a)(2) of the Securities Act.
Resolutions
First Resolution Date
04-May-2017
Headline Total Penalty and Disgorgement
$94,840
