Defendant Name: Vincent J. Debaggis

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Vincent J. DeBaggis
First Document Date 14-Jan-2016
Initial Filing Format Administrative Action
File Number 3-17054
Allegation Type Municipal Securities & Public Pensions

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5

Resolutions

First Resolution Date 14-Jan-2016
Headline Total Penalty and Disgorgement $274,203

Related Documents:

2016-8-Vincent_J._Debaggis 14-Jan-2016 Press Release--Administrative Proceeding
SEC Charges State Street for Pay-to-Play Scheme
34-76904 14-Jan-2016 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Related Actions:

In the Matter of State Street Bank and Trust Company
State Street Bank and Trust Company
SEC v. Robert B. Crowe
Robert B. Crowe