Defendant Name:
Vincent J. Debaggis
Defendant Type:
Individual
Document Reference:
34-76904
Document Details
Legal Case Name
In the Matter of Vincent J. DeBaggis
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
14-Jan-2016
Document Format
Administrative Proceeding
Allegation Type
Municipal Securities & Public Pensions
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$150,000.00
Shared:
Civil Penalty
Individual:
$100,000.00
Shared:
Pre-Judgment Interest
Individual:
$24,202.81
Shared:
