Defendant Name: Joseph C. Lawler

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of ModusLink Global Solutions, Inc., Joseph C. Lawler, Steven G. Crane, and Catherine L. Venable
First Document Date 15-Mar-2016
Initial Filing Format Administrative Action
File Number 3-17171
Allegation Type Issuer Reporting and Disclosure
AAER 3758

Affiliations

Violations Alleged

Other
• Section 304 Sarbanes-Oxley Act

Resolutions

First Resolution Date 15-Mar-2016
Headline Total Penalty and Disgorgement $1,750,949

Related Documents:

33-10055 15-Mar-2016 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
33-10055-s 15-Mar-2016 Administrative Summary
SEC Orders $1.6 Million Penalty, Plus Executive Compensation Clawbacks, for Company that Overstated Earnings (3-17171)

Other Defendants in Action:

ModusLink Global Solutions, Inc.
Catherine L. Venable
Steven G. Crane