Defendant Name:
Peter A. Schnall
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Capital One Financial Corporation, Peter A. Schnall, and David A. LaGassa
First Document Date
24-Apr-2013
Initial Filing Format
Administrative Action
File Number
3-15299
Allegation Type
Issuer Reporting and Disclosure
AAER
3456
Affiliations
- Former: Chief Risk Officer at Capital One Auto Finance, Inc. (June 2006—January 31, 2013)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Resolutions
First Resolution Date
24-Apr-2013
Headline Total Penalty and Disgorgement
$3,635,000
Other Defendants in Action: