Defendant Name:
Michael J. Kipp
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Michael J. Kipp and Joanne K. Viard
First Document Date
24-May-2016
Initial Filing Format
Civil Proceeding
Case Number
16-cv-00258
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
North Carolina, Western District of North Carolina
Affiliations
- Former: CFO at Swisher Hygiene Inc.
- Former: Senior Vice President at Swisher Hygiene Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Rule 12b-20 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Michael J. Kipp is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 13(a) of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Michael J. Kipp is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Rule 13a-11 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Michael J. Kipp is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Rule 13a-13 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Michael J. Kipp is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Kipp is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Michael J. Kipp is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 17(a) (Not specified) of the Securities Act.
Michael J. Kipp is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Section 21F(h) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
11-Feb-2019
Other Defendants in Action:
