Defendant Name:
John Pierrard
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Pierrard
First Document Date
24-May-2016
Initial Filing Format
Civil Proceeding
Case Number
16-cv-00257
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
North Carolina, Western District of North Carolina
Affiliations
- Former: Director of Financial Planning and Analysis at Swisher Hygiene Inc.
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
John Pierrard is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John Pierrard is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
John Pierrard is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
John Pierrard is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
John Pierrard is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
John Pierrard is alleged to have aided and abetted Swisher Hygiene Inc.'s violation of Sec 17(a)(1) of the Securities Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
First Resolution Date
24-May-2016
