Defendant Name: Casella Waste Systems, Inc.

Defendant Type: Public Company
SIC Code: 4950
CUSIP: 14744810

Initial Case Details

Legal Case Name In the Matter of Casella Waste Systems, Inc.
First Document Date 24-Aug-2016
Initial Filing Format Administrative Action
File Number 3-17430
Allegation Type Municipal Securities & Public Pensions

Violations Alleged

Securities Act
• Sec 17(a)(2)

Resolutions

First Resolution Date 24-Aug-2016

Related Documents:

33-10137 24-Aug-2016 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing Remedial Sanctions, and a Cease-and-Desist Order
On August 24, 2016, the SEC instituted a settled administrative proceeding against Casella Waste Systems, Inc. According to the SEC this matter “involves material omissions by Respondent in the sale of municipal securities. Specifically, in certain official statements for municipal securities, Respondent failed to disclose that it had not been in material compliance with a prior agreement to provide continuing disclosure.”