Defendant Name: Alok Saraf, CA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Alok Saraf, CA
First Document Date 22-Dec-2016
Initial Filing Format Administrative Action
File Number 3-17745
Allegation Type Issuer Reporting and Disclosure
AAER 3836

Affiliations

Violations Alleged

Other
• Section 4C(a)(2) Exchange Act; Rule 102(3)(1)(ii) Commission's Rules of Practice

Related Violations Alleged

Alok Saraf, CA is alleged to have caused Wipro Limited's violation of Sec 13(a) of the Exchange Act.
Alok Saraf, CA is alleged to have caused Wipro Limited's violation of Rule 13a-1 of the Exchange Act.
Alok Saraf, CA is alleged to have caused KPMG India's violation of Rule 2-02(b)(1) Regulation S-X.

Resolutions

Bars:
First Resolution Date 22-Dec-2016

Related Documents:

34-79668 22-Dec-2016 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
34-79668-s_34-79668 22-Dec-2016 Administrative Summary
SEC Charges Information Technology Service Company, Two Senior Accountants, and Audit Manager with Financial Misstatements and Auditor Independence Failures

Related Actions:

In the Matter of Badree Komandur, ACA, Satish Arunachalam, CA, and Wipro Limited
Wipro Limited
Badree Komandur
Satish Arunachalam, CA