Defendant Name:
Freedom Financial Group, Inc.
Defendant Type:
Other
Document Reference:
34-70208
Document Details
Legal Case Name
In the Matter of Freedom Financial, Inc., Freedom Track, Inc., Freedom Financial Group, Inc., Associated Investment Management, Inc.
Document Name
Order Transferring Remaining Funds and Any Future Funds Returned To The Disgorgement Fund To The U.S. Treasury, Terminating The Disgorgement Fund, and Discharging The Fund Administrator
Document Date
15-Aug-2013
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On August 15, 2013, the SEC ordered that "the remaining balance on the Disgorgement Fund and any future funds returned to the Disgorgement Fund will be sent to the U.S. Treasury; the Disgorgement Fund is terminated; and the fund administrator is discharged."
Disgorgement & Penalty Information
Resolutions
Order Transferring Remaining Funds and Any Future Funds Returned To The Disgorgement Fund To The U.S. Treasury, Terminating The Disgorgement Fund, and Discharging The Fund Administrator
Disgorgement Plan
Other Defendants in Action:
Freedom Financial, Inc.
