Defendant Name:
Victor Alston
Defendant Type:
Individual
Document Reference:
33-10302
Document Details
Legal Case Name
In the Matter of Ixia and Victor Alston
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
03-Feb-2017
Document Format
Administrative Proceeding
AAER
3858
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Civil Penalty
Individual:
$100,000.00
Shared:
Other Defendants in Action:
