Defendant Name:
Lawson Financial Corporation
Defendant Type:
Other
Document Reference:
33-10334
Document Details
Legal Case Name
In the Matter of Lawson Financial Corporation and Robert Lawson
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b), 15B(c) and 21C Of The Securities Exchange Act Of 1934, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
05-Apr-2017
Document Format
Administrative Proceeding
Allegation Type
Securities Offering
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Fair Funds
Monetary Penalties:
Disgorgement
Individual:
Shared:
$178,750.00
Shared with: Robert Lawson
Civil Penalty
Individual:
$198,326.06
Shared:
Pre-Judgment Interest
Individual:
Shared:
$19,576.06
Shared with: Robert Lawson
Other Defendants in Action:
