Defendant Name: Henry McKelvey Blodget

Defendant Type: Individual

Document Reference: judg18115b

Document Details

Legal Case Name SEC v. Henry McKelvey Blodget
Document Name Final Judgment as to Defendant Henry McKelvey Blodget
Document Date 28-Apr-2003
Document Format Civil Proceeding
Case Number 03-cv-02947
Federal District Court New York, Southern District of New York
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $2,000,000.00 Shared:    

Civil Penalty

Individual:     $2,000,000.00 Shared:    

Total Penalty

Individual:     $4,000,000.00 Shared:    

Related Documents:

court-doc1_03-cv-02947 28-Apr-2003 Complaint
Complaint
LR-18115_03-cv-02947 28-Apr-2003 Litigation Release
SEC Sues Merrill Lynch and Henry M. Blodget for Research Analyst Conflicts of Interest Firm and Blodget to Settle with SEC, NASD, and NYSE

Related Actions:

SEC v. Merrill Lynch, Pierce, Fenner & Smith Incorporated