Defendant Name:
Henry McKelvey Blodget
Defendant Type:
Individual
Document Reference:
LR-18115_03-cv-02947
Document Details
Legal Case Name
SEC v. Henry McKelvey Blodget
Document Name
SEC Sues Merrill Lynch and Henry M. Blodget for Research Analyst Conflicts of Interest Firm and Blodget to Settle with SEC, NASD, and NYSE
Document Date
28-Apr-2003
Document Format
Civil Proceeding
Case Number
03-cv-02947
Federal District Court
New York, Southern District of New York
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of permanent duration)
