Defendant Name:
Walgreens Boots Alliance, Inc.
Defendant Type:
Public Company
SIC Code:
5912
CUSIP:
93142710
Document Reference:
33-10562
Document Details
Legal Case Name
In the Matter of Walgreens Boots Alliance, Inc., Gregory D. Wasson and Wade D. Miquelon
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
28-Sep-2018
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 28, 2018, the SEC issued an order against Walgreens Boots Alliance, Inc., stating: "This case involves negligent failures by Walgreen Co. ("Walgreens") and its senior leadership to adequately disclose to the market known increases in risk regarding the company's ability to achieve a financial goal."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$34,500,000.00
Shared:
Other Defendants in Action:
