Defendant Name: Dasan Zhone Solutions, Inc.

Defendant Type: Public Company
SIC Code: 3661
CUSIP: 23305L20

Document Reference: 34-84261

Document Details

Legal Case Name In the Matter of Dasan Zhone Solutions, Inc.
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date 21-Sep-2018
Document Format Administrative Proceeding
File Number 3-18822
AAER 3983
Allegation Type Issuer Reporting and Disclosure
Document Summary On September 21, 2018, the SEC issued an order against Dasan Zhone Solutions, Inc., stating: "These proceedings arise out of the violation of the Regulation S-X requirement that interim financial statements filed as part of a Form 10-Q be reviewed by an independent public accounting firm prior to filing (the "Interim Review Requirement")."

Disgorgement & Penalty Information

Cease and Desist Order
Monetary Penalties:

Civil Penalty

Individual:     $50,000.00 Shared:    

Related Documents:

2018-207 21-Sep-2018 Press Release--Administrative Proceeding
Public Companies Charged With Failing to Comply With Quarterly Reporting Obligations
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