Defendant Name:
Dasan Zhone Solutions, Inc.
Defendant Type:
Public Company
SIC Code:
3661
CUSIP:
23305L20
Document Reference:
34-84261
Document Details
Legal Case Name
In the Matter of Dasan Zhone Solutions, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
21-Sep-2018
Document Format
Administrative Proceeding
AAER
3983
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 21, 2018, the SEC issued an order against Dasan Zhone Solutions, Inc., stating: "These proceedings arise out of the violation of the Regulation S-X requirement that interim financial statements filed as part of a Form 10-Q be reviewed by an independent public accounting firm prior to filing (the "Interim Review Requirement")."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
