Defendant Name:
Dasan Zhone Solutions, Inc.
Defendant Type:
Public Company
Document Reference:
2018-207
Document Details
Legal Case Name
In the Matter of Dasan Zhone Solutions, Inc.
Document Name
Public Companies Charged With Failing to Comply With Quarterly Reporting Obligations
Document Date
21-Sep-2018
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The Commission stated: "The Securities and Exchange Commission today announced charges against five public companies for failing to provide financial statements that were reviewed by their independent external auditor when they filed quarterly reports with the Commission on Form 10-Q."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared: