Defendant Name:
James Douglas Miller
Defendant Type:
Individual
Document Reference:
court_doc51_18-cv-05761
Document Details
Legal Case Name
SEC v. James D. Miller
Document Name
Final Judgment as to Defendant James D. Miller
Document Date
11-Sep-2024
Document Format
Civil Proceeding
Case Number
18-cv-05761
Federal District Court
Washington, Western District of Washington
Federal District Judge
David G. Estudillo
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The Court stated: "Defendant James D. Miller (“Defendant”) . . . consented to the Court’s jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in paragraph XII); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Civil Penalty
Individual:
$35,000.00
Shared:
