Defendant Name:
Doral Financial Corporation
Defendant Type:
Public Company
Document Reference:
court_doc3_06-cv-07158
Document Details
Legal Case Name
SEC v. Doral Financial Corporation
Document Name
Final Judgment as to Defendant Doral Financial Corporation
Document Date
04-Dec-2006
Document Format
Civil Proceeding
Case Number
06-cv-07158
Federal District Court
New York, Southern District of New York
Federal District Judge
John Emilio Sprizzo
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The Court stated: "Plaintiff Securities and Exchange Commission having filed a Complaint and Defendant Doral Financial Corporation ("Doral Financial") having entered a general appearance; consented to the Court's jurisdiction over it and the subject matter of this action; consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment."
Disgorgement & Penalty Information
Monetary Penalties:
Disgorgement
Individual:
$1.00
Shared:
Civil Penalty
Individual:
$25,000,000.00
Shared:
Total Penalty
Individual:
$25,000,001.00
Shared:
