Defendant Name:
SunOpta, Inc.
Defendant Type:
Public Company
SIC Code:
2040
CUSIP:
8676EP10
Document Reference:
34-62988
Document Details
Legal Case Name
In the Matter of SunOpta, Inc., Steven R. Bromley, CGA, and John H. Dietrich, CA
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
24-Sep-2010
Document Format
Administrative Proceeding
AAER
3189
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 24, 2010, the SEC instituted a settled administrative proceeding against SunOpta, Inc. and others. According to the SEC: "In 2007 SunOpta, a Canadian, health food company, filed inaccurate quarterly financial reports as a result of internal control problems in inventory accounting at its California-based subsidiary, Cleugh's Frozen Foods...."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Defendants in Action: