Defendant Name:
Steven R. Bromley
Defendant Type:
Individual
Document Reference:
34-62988
Document Details
Legal Case Name
In the Matter of Sunopta, Inc., Steven R. Brompley, CGA, and John H. Dietrich, CA
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
24-Sep-2010
Document Format
Administrative Proceeding
File Number
3-14068
Administrative Law Judge
Brenda P. Murray
AAER
3189
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$40,905.00
Shared:
Pre-Judgment Interest
Individual:
$5,294.77
Shared:
Other Defendants in Action:
