Defendant Name:
Starwood Hotel & Resorts Worldwide, Inc.
Defendant Type:
Public Company
SIC Code:
7011
CUSIP:
85590A40
Document Reference:
34-73041
Document Details
Legal Case Name
In the Matter of Starwood Hotel & Resorts Worldwide, Inc.
Document Name
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order and Civil Penalty
Document Date
10-Sep-2014
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 10, 2014, the SEC instituted administrative proceedings against Starwood Hotel & Resorts Worldwide, Inc. alleging "violations of the issuer reporting requirements and beneficial ownership reporting requirements of the federal securities laws."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$75,000.00
Shared: