Defendant Name:
Willis Lease Finance Corporation
Defendant Type:
Public Company
SIC Code:
5088
CUSIP:
97064610
Document Reference:
34-73053
Document Details
Legal Case Name
In the Matter of Willis Lease Finance Corporation
Document Name
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order and Civil Penalty
Document Date
10-Sep-2014
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 10, 2014, the SEC instituted administrative proceedings against Willis Lease Finance Corporation alleging "violations of the issuer reporting requirements and beneficial ownership reporting requirements of the federal securities laws."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$150,000.00
Shared:
