Defendant Name:
Ross B. Shapiro
Defendant Type:
Individual
Document Reference:
court_doc138_15-cv-07045
Document Details
Legal Case Name
SEC v. Ross B. Shapiro, MIchael A. Gramins, and Tyler G. Peters
Document Name
Final Judgment as to Defendant Ross B. Shapiro
Document Date
03-Oct-2018
Document Format
Civil Proceeding
Case Number
15-cv-07045
Federal District Court
New York, Southern District of New York
Federal District Judge
Richard M. Berman
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Monetary Penalties:
Civil Penalty
Individual:
$200,000.00
Shared:
Other Defendants in Action:
