Defendant Name:
Omega Protein Corporation
Defendant Type:
Public Company
SIC Code:
2077
CUSIP:
68210P10
Document Reference:
33-10679
Document Details
Legal Case Name
In the Matter of Omega Protein Corporation
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
29-Aug-2019
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On August 29, 2019, the SEC instituted settled administrative cease and desist proceedings against Omega Protein Corporation. The SEC stated: "Omega, a Houston-based manufacturer and distributor of omega-3 fish oils and fish meal products with facilities in Virginia, Mississippi, and Louisiana, materially misrepresented its compliance with loan covenants in periodic reports filed with the Commission in 2015."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$400,000.00
Shared: