Defendant Name:
Omega Protein Corporation
Defendant Type:
Public Company
Document Reference:
33-10679-s
Document Details
Legal Case Name
In the Matter of Omega Protein Corporation
Document Name
SEC Settles Charges Against Fish Oil Manufacturer for Misrepresenting Compliance with Loan Covenants
Document Date
29-Aug-2019
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The SEC stated that: "[I]t announced the institution of settled cease-and-
desist proceedings against a Houston-based manufacturer and distributor of omega-3 fish oils, Omega Protein
Corporation ("Omega"), for misrepresenting its compliance with federal loan covenants in its SEC filings. Omega
agreed to settle these charges without admitting or denying the findings in the SEC's order."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$400,000.00
Shared: