Defendant Name:
James David Hilty
Defendant Type:
Individual
Document Reference:
34-87037
Document Details
Legal Case Name
In the Matter of James David Hilty
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
20-Sep-2019
Document Format
Administrative Proceeding
AAER
4082
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
