Defendant Name:
Hari K. Ravichandran
Defendant Type:
Individual
Document Reference:
33-10533
Document Details
Legal Case Name
In the Matter of Hari K. Ravichandran
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
21-Aug-2018
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
Individual:
$953,005.65
Shared:
Civil Penalty
Individual:
$320,000.00
Shared:
Pre-Judgment Interest
Individual:
$114,620.02
Shared:
Total Penalty
Individual:
$1,387,625.67
Shared:
