Defendant Name: David J. Lubben

Defendant Type: Individual

Document Reference: court_doc4_08-cv-06454

Document Details

Legal Case Name SEC v. David J. Lubben
Document Name Final Judgment as to Defendant David J. Lubben
Document Date 23-Jan-2009
Document Format Civil Proceeding
Case Number 08-cv-06454
Federal District Court Minnesota, District of Minnesota
Federal District Judge Patrick J. Schiltz
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:

Disgorgement

Individual:     $1,403,310.00 Shared:    

Civil Penalty

Individual:     $575,000.00 Shared:    

Pre-Judgment Interest

Individual:     $347,211.00 Shared:    

Related Documents:

comp20836-lubben 22-Dec-2008 Complaint
Complaint

Related Actions:

SEC v. William W. McGuire, M.D.
SEC v. UnitedHealth Group Incorporated
In the Matter of David J. Lubben