Defendant Name: David J. Lubben

Defendant Type: Individual

Document Reference: 34-59423

Document Details

Legal Case Name In the Matter of David J. Lubben
Document Name Order Instituting Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date 19-Feb-2009
Document Format Administrative Proceeding
File Number 3-13374
AAER 2939
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on practicing before the SEC as an Attorney for 3 years

Related Actions:

SEC v. William W. McGuire, M.D.
SEC v. David J. Lubben
SEC v. UnitedHealth Group Incorporated