Defendant Name:
Michael K. Brugman
Defendant Type:
Individual
Document Reference:
34-57947-o
Document Details
Legal Case Name
In the Matter of Michael K. Brugman
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Adviser Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Document Date
11-Jun-2008
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
