Defendant Name:
China Infrastructure Investment Corp.
Defendant Type:
Public Company
Document Reference:
LR-23214
Document Details
Legal Case Name
SEC v. China Infrastructure Investment Corp., et al.
Document Name
SEC Charges Chinese Issuer and Two Officers with Fraud
Document Date
04-Mar-2015
Document Format
Civil Proceeding
Case Number
15-cv-00307
Federal District Court
District of Columbia, District of Columbia
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On March 4, 2015, the SEC announced that on March 3, 2015, it filed a civil injunctive action in the United States District Court for the District of Columbia against China Infrastructure Investment Corp. and two officers in connection with a fraudulent scheme to file false and forged SEC reports. The SEC alleged, "The company and its chief executive officer and corporate secretary filed the false reports with the SEC to conceal the fact that the company's CFO had resigned and that CIIC had no CFO at the time of the filings." In related proceedings, the SEC issued an Order suspending trading in securities of CIIC and issued an Order instituting proceedings to determine if the registration of CIIC's securities should be suspended or revoked.
Other Defendants in Action:
