Defendant Name:
Susan E. Walker
Defendant Type:
Individual
Document Reference:
34-84182
Document Details
Legal Case Name
In the Matter of Susan E. Walker
Document Name
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Document Date
18-Sep-2018
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
