Defendant Name:
Howard B. Schiller
Defendant Type:
Individual
Document Reference:
33-10811
Document Details
Legal Case Name
In the Matter of Howard B. Schiller
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
31-Jul-2020
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Monetary Penalties:
Civil Penalty
Individual:
$100,000.00
Shared:
