Defendant Name: Super Micro Computer, Inc.

Defendant Type: Public Company

Document Reference: 34-99215

Document Details

Legal Case Name In the Matter of Super Micro Computer, Inc.
Document Name Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Approval of Future Fees and Expenses
Document Date 20-Dec-2023
Document Format Administrative Proceeding
File Number 3-19927
Allegation Type Issuer Reporting and Disclosure
Document Summary The Commission ordered: "that OFM pay the Fund Administrator’s fees and expenses of $455,627.22 from the Fair Fund in accordance with Rule 1105(e) of the Commission’s Rules. Further, OFM is authorized to pay, at the direction of an Assistant Director of the Office of Distributions, any future fees and expenses of the Fund Administrator from the Fair Fund in accordance with Rule 1105(e) of the Commission’s Rules, so long as the total amount paid to the Fund Administrator, including the invoice to be paid, does not exceed the total amount of the approved cost proposal submitted by the Fund Administrator."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
The Commission ordered: "that OFM pay the Fund Administrator’s fees and expenses of $455,627.22 from the Fair Fund in accordance with Rule 1105(e) of the Commission’s Rules.7 Further, OFM is authorized to pay, at the direction of an Assistant Director of the Office of Distributions, any future fees and expenses of the Fund Administrator from the Fair Fund in accordance with Rule 1105(e) of the Commission’s Rules, so long as the total amount paid to the Fund Administrator, including the invoice to be paid, does not exceed the total amount of the approved cost proposal submitted by the Fund Administrator."
Fair Funds
Monetary Penalties:

Civil Penalty

Individual:     $17,500,000.00 Shared:    

Related Documents:

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34-98487 22-Sep-2023 Administrative Proceeding
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34-99237 22-Dec-2023 Administrative Proceeding
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In the Matter of Howard Hideshima
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In the Matter of Charles Liang
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