Defendant Name: Deloitte & Touche LLP

Defendant Type: Other

Document Reference: 2015-137

Document Details

Legal Case Name In the Matter of Deloitte & Touche LLP, ALPS Fund Services, Inc., and Andrew C. Boynton
Document Name SEC Charges Deloitte & Touche With Violating Auditor Independence Rules
Document Date 01-Jul-2015
Document Format Administrative Proceeding
File Number 3-16672
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Censured

Related Documents:

34-75343 01-Jul-2015 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934, Section 9(f) of the Investment Company Act of 1940, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

ALPS Fund Services, Inc.
Andrew C. Boynton