Defendant Name:
Deloitte & Touche LLP
Defendant Type:
Other
Document Reference:
34-75343
Document Details
Legal Case Name
In the Matter of Deloitte & Touche LLP, ALPS Fund Services, Inc., and Andrew C. Boynton
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934, Section 9(f) of the Investment Company Act of 1940, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
01-Jul-2015
Document Format
Administrative Proceeding
AAER
3668
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Disgorgement
Individual:
$497,438.00
Shared:
Civil Penalty
Individual:
$500,000.00
Shared:
Pre-Judgment Interest
Individual:
$116,478.00
Shared:
Other Defendants in Action:
