Defendant Name: General Electric Company

Defendant Type: Public Company
SIC Code: 3511
CUSIP: 36960410

Document Reference: 33-10899

Document Details

Legal Case Name In the Matter of General Electric Company
Document Name Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date 09-Dec-2020
Document Format Administrative Proceeding
File Number 3-20165
AAER 4194
Allegation Type Issuer Reporting and Disclosure
Document Summary On December 9, 2020, the SEC instituted settled cease-and-desist proceedings against General Electric Company stating: "GE, a large publicly-traded company that operates a number of lines of business, failed to disclose material information to investors related to two of its key reportable segments during the period from 2015 through 2017."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Various undertakings
Remedial Acts or Efforts Before the Resolution
Fair Funds
Monetary Penalties:

Civil Penalty

Individual:     $200,000,000.00 Shared:    

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