Defendant Name: General Electric Company

Defendant Type: Public Company

Document Reference: 34-94323-pdp

Document Details

Legal Case Name In the matter of General Electric Company
Document Name Proposed Plan of Distribution
Document Date 28-Feb-2022
Document Format Administrative Proceeding
File Number 3-20165
Allegation Type Issuer Reporting and Disclosure
Document Summary The Commission stated: "The Division of Enforcement submits this Proposed Plan of Distribution (the “Plan”) to the United States Securities and Exchange Commission (the “Commission”) . . . . This Plan provides for the distribution of a Fair Fund (the “Fair Fund”), comprised of civil money penalties paid by General Electric Company (the “Respondent” or “GE”) in the above-captioned matter."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Fair Funds
Monetary Penalties:

Civil Penalty

Individual:     $200,000,000.00 Shared:    

Related Documents:

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The Commission ordered that: "the Division’s request for an extension of time until February 28, 2022 to submit a Proposed Plan of Distribution is granted."
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34-94323 28-Feb-2022 Administrative Proceeding
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The Commission stated: "Notice is hereby given . . . that the Division of Enforcement has submitted to the Commission a proposed plan of distribution (the “Proposed Plan”) for the distribution of monies paid in the above-captioned matter."
34-94856 05-May-2022 Administrative Proceeding
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The Commission ordered that: "the Proposed Plan is approved without modification, and the approved Plan of Distribution shall be posted simultaneously with this order on the Commission’s website at www.sec.gov."
34-94856-dp 05-May-2022 Administrative Proceeding
Plan of Distribution
The Commission stated: "The Division of Enforcement submits this Proposed Plan of Distribution (the “Plan”) to the United States Securities and Exchange Commission (the “Commission”) . . . This Plan provides for the distribution of a Fair Fund (the “Fair Fund”), comprised of civil money penalties paid by General Electric Company (the “Respondent” or “GE”) in the above-captioned matter."
34-96436 01-Dec-2022 Administrative Proceeding
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