Defendant Name:
J.P. Turner & Company, LLC
Defendant Type:
Other
Document Reference:
34-62313
Document Details
Legal Case Name
In the Matter of J.P. Turner & Company, LLC
Document Name
Notice That Initial Decision Has Become Final
Document Date
17-Jun-2010
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
On June 17, 2010, the SEC gave notice that, "the initial decision of the administrative law judge has become the final decision of the Commission with respect to J.P. Turner & Company, LLC."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$65,000.00
Shared: