Defendant Name:
J.P. Turner & Company, LLC
Defendant Type:
Other
Document Reference:
34-60325
Document Details
Legal Case Name
In the Matter of J.P. Turner & Company, LLC
Document Name
Administrative Proceeding File No. 3-13550
Document Date
17-Jul-2009
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
The SEC announced: "the issuance of an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Order) against J.P. Turner and Company, LLC ("J.P. Turner")."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Disgorgement
(Penalty was noted in document, but no amount was listed)
Civil Penalty
(Penalty was noted in document, but no amount was listed)