Defendant Name: Securities America Advisors, Inc.

Defendant Type: Subsidiary of Public Company

Document Reference: 34-93375

Document Details

Legal Case Name In the Matter of Securities America Advisors, Inc.
Document Name Order Appointing Tax Administrator
Document Date 18-Oct-2021
Document Format Administrative Proceeding
File Number 3-20381
Allegation Type Investment Advisers/Investment Companies
Document Summary The Commission ordered that: "Miller Kaplan . . . is appointed the Tax Administrator for the QSF in the above-referenced proceeding."

Disgorgement & Penalty Information

Resolutions
Order appointing Tax Administrator

Related Documents:

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34-96379 22-Nov-2022 Administrative Proceeding
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