Defendant Name: Gilman Ciocia, Inc.

Defendant Type: Other

Document Reference: 34-66947

Document Details

Legal Case Name In the Matter of Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
Document Name Order Approving and Ratifying Prior Disbursement
Document Date 08-May-2012
Document Format Administrative Proceeding
File Number 3-13532
Allegation Type Broker Dealer
Document Summary On May 8, 2012, the SEC approved and ratified a Modified Distribution Plan. According to the SEC: "The Modified Distribution Plan states that monies from the Fair Fund will be distributed to Eligible Investors who were harmed by the Respondents' conduct, as further described in the Modified Distribution Plan. On December 12, 2011, a distribution of $390,054.77 was made from the Fair Fund."

Disgorgement & Penalty Information

Resolutions
Fair Funds
Plan of Distribution

Related Documents:

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