Defendant Name:
Eric J. Brown
Defendant Type:
Individual
Document Reference:
33-9047-o
Document Details
Legal Case Name
In the Matter of Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940
Document Date
30-Jun-2009
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Other Defendants in Action:
