Defendant Name: Michael P. Ryan

Defendant Type: Individual

Document Reference: id398cff

Document Details

Legal Case Name In the Matter of Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevn J. Walsh, and Mark W. Wells
Document Name Initial Decision
Document Date 25-Jun-2010
Document Format Administrative Proceeding
File Number 3-13532
Administrative Law Judge Carol Fox Foelak
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

  • Bar on association in a supervisory capacity with any broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 1 year
Monetary Penalties:

Civil Penalty

Individual:     $65,000.00 Shared:    

Related Documents:

33-9047-o 30-Jun-2009 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 203(f) of the Investment Advisers Act of 1940