Defendant Name:
Stephen J. Treadway
Defendant Type:
Individual
Document Reference:
court_doc271_04-cv-03464
Document Details
Legal Case Name
SEC v. Stephen J. Treadway
Document Name
Final Judgment against Defendant Stephen J. Tradeway
Document Date
27-Oct-2006
Document Format
Civil Proceeding
Case Number
04-cv-03464
Federal District Court
New York, Southern District of New York
Federal District Judge
Victor Marrero
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Monetary Penalties:
Disgorgement
Individual:
$261,215.00
Shared:
Civil Penalty
Individual:
$261,215.00
Shared:
Pre-Judgment Interest
Individual:
$49,304.32
Shared:
Total Penalty
(Penalty was noted in document, but no amount was listed)
Other Defendants in Action:
