Defendant Name: voxeljet AG

Defendant Type: Public Company

Document Reference: 34-95193-s

Document Details

Legal Case Name In the Matter of voxeljet AG and Rudolf Franz
Document Name SEC Files Settled Charges Against voxeljet AG and Its CFO Rudolf Franz; Notes Self-Reporting, Cooperation, and Remediation
Document Date 01-Jul-2022
Document Format Administrative Proceeding
File Number 3-20923
Allegation Type Issuer Reporting and Disclosure
Document Summary The SEC "announced a settled cease-and-desist Order against voxeljet AG, a Foreign Private Issuer headquartered in Friedberg, Germany ("voxeljet" or "Company")and Rudolf Franz, its Chief Financial Officer. The Order concerns voxeljet's reporting during two quarters in2019 of its compliance with a Finance Contract it entered into with the European Investment Bank ("EIB") and the state of its internal accounting controls."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Various undertakings: "an undertaking by voxeljet to complete, fully implement, and test its remediation plan."
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
Monetary Penalties:

Civil Penalty

Individual:     $175,000.00 Shared:    

Related Documents:

34-95193 01-Jul-2022 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing A Cease-and-Desist Order
On July 1, 2022, the SEC instituted settled cease-and-desist proceedings against voxeljet AG and Rudolf Franz, stating: "These proceedings concern voxeljet’s reporting during two quarters in 2019 of its compliance with a Finance Contract it entered into with the European Investment Bank (“EIB”) and the state of its internal accounting controls."

Other Defendants in Action:

Rudolf Franz