Defendant Name:
Michael A. Gramins
Defendant Type:
Individual
Document Reference:
34-102283
Document Details
Legal Case Name
In the Matter of Michael A. Gramins
Document Name
Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940
Document Date
24-Jan-2025
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
None Specified
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 5 years
