Defendant Name:
David Applegate
Defendant Type:
Individual
Document Reference:
court_doc9_11-cv-00540
Document Details
Legal Case Name
SEC v. John Raffle and David Applegate (Defendants) and Kathy Raffle (Relief Defendant)
Document Name
Agreed Final Judgment
Document Date
12-Jul-2011
Document Format
Civil Proceeding
Case Number
11-cv-00540
Federal District Court
Texas, Western District of Texas
Federal District Judge
Sam Sparks
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$621,754.60
Shared:
Pre-Judgment Interest
Individual:
$106,469.70
Shared:
Total Penalty
Individual:
$728,224.30
Shared:
Other Defendants in Action:
